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NEW QUESTION: 1
A. Option C
B. Option E
C. Option A
D. Option D
E. Option B
Answer: B,C
NEW QUESTION: 2
Total Investments, a family of mutual funds, has prepared some new PowerPoint slides that it will use at a free financial planning seminar it offers to the general public. The new slides:
I. must be signed and dated by a registered principal of Total Investments.
II. must be filed with FINRA 10 business days prior to their first use.
III. must be kept in a separate file by Total for three years after the date of their first use.
A. I and II only
B. I only
C. I, II, and III only
D. I and III only
Answer: D
Explanation:
Explanation/Reference:
Explanation: Only Selections I and III are correct. The PowerPoint slides that are being used at a financial planning seminar fall under the definition of sales literature and, as such, must be signed and dated by a registered principal of Total Investments and must be maintained in a separate file by Total for three years after the date of their first use. Sales literature must also be filed with FINRA within 10 business days of first use, but not prior to the first use, unless it concerns bond volatility ratings.
NEW QUESTION: 3
トレーニングとテストの発話で80/20分割を実装することをお勧めします。これは、会話ログから収集された新しい発話の80%を意図的なトレーニング発話として使用し、20%をテストに使用する必要があることを意味します。
なぜこれが良い習慣なのですか?
A. 5つのトレーニング発話ごとに1つのテスト発話の比率がある場合、バッチテストはより効率的に機能します。
B. 80/20分割を実行することにより、どのデータが発話に追加されるかをランダム化します。
C. ユーザーフレーズを100%インテントに追加すると、モデルが過負荷になります。
D. テスト用に20%を維持することで、特別にトレーニングされていないデータを使用してモデルをテストできます。
Answer: C