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NEW QUESTION: 1
Matt is a registered representative with Fine, Howard, Fine and Associates. Tom, an old fraternity brother,
is one of his clients. Business has been bad, and Matt is going to have difficulties making this month's
mortgage payment. Tom was commiserating with him when the two hooked up to have a couple of beers
together and offered to lend Matt some money to see him through the rough times. Based on these facts:
A. Matt can accept the offer without having to obtain pre-approval from his employer since he and Tom
are former fraternity brothers and their friendship pre-dates their agent/client relationship.
B. Matt can accept the offer as long as Tom will not need to sell any investments to lend Matt the money.
This would constitute a conflict of interest.
C. Matt must refuse Tom's offer since Tom is one of his clients.
D. Matt can accept Tom's offer, but only after obtaining pre-approval from Fine, Howard, Fine.
Answer: D
Explanation:
Since Tom and Matt are old fraternity brothers, Matt may accept Tom's offer, but only after
obtaining pre-approval from Fine, Howard, Fine. FINRA's Rule 3240 allows for borrowing and lending
between a registered representative and a client if "the lending arrangement is based on a personal
relationship with the customer, such that the loan would not have been solicited, offered, or given had the
customer and the associated person not maintained a relationship outside of the broker/customer
relationship."
NEW QUESTION: 2
HOTSPOT
You have a Windows Server 2016 failover cluster that contains two servers named Server1 and Server2.
You need to apply patches to Server1.
Which two commands should you run before you apply the patches? To answer, select the appropriate options in the answer area.
Answer:
Explanation:
NEW QUESTION: 3
Refer to the exhibit.
For Cisco TelePresence endpoints with TC7.0 software, configuration backup and restore appears where?
A. Call Control tab
B. Configuration tab
C. Diagnostics tab
D. Home tab
E. Maintenance tab
Answer: E
NEW QUESTION: 4
注：この質問は、同じシナリオを提示する一連の質問の一部です。シリーズの各質問には、独自のソリューションが含まれています。ソリューションが規定の目標を満たしているかどうかを判断します。
Microsoft Azure SQL Data Warehouseにデータをインポートするデータ取り込みプロセスを開発します。取り込むデータは、Azure Data Lake Gen 2ストレージアカウントに保存されている寄木細工のファイルにあります。
Azure Data Lake Gen 2ストレージアカウントからAzure SQL Data Warehouseにデータを読み込む必要があります。
解決：
1. Azure Data Lake Gen 2ストレージアカウントを指すリモートサービスバインドを作成する
2.外部データソースを使用して外部ファイル形式と外部テーブルを作成する
3. CREATE TABLE AS SELECTステートメントを使用してデータをロードする
ソリューションは目標を達成していますか？
A. いいえ
B. はい
Answer: A
Explanation:
リモートサービスバインディングポインティングではなく、外部データソースから外部ファイル形式と外部テーブルを作成する必要があります。
参照：
https://docs.microsoft.com/en-us/azure/sql-data-warehouse/sql-data-warehouse-load-from-azure-data-lake-store