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NEW QUESTION: 1
According to Standard IV (B.4), Priority of Transactions: "Transactions for clients and employers shall have priority over transactions in securities or other investments of which a member is the ________ so that such personal transactions do not operate adversely to their clients' or employer's interests."
A. beneficial owner
B. principal broker
C. material agent
D. registered representative
E. primary decision maker
F. proxy voter
G. none of these answers
H. sole charterholder
Answer: A
Explanation:
Explanation/Reference:
Explanation:
Standard IV (B.4) deals with the Priority of Transactions. Under this standard, transactions for clients and employers shall have priority over transactions in securities or other investments of which a member is the beneficial owner so that such personal transactions do not operate adversely to their clients' or employer's interests. If members make a recommendation regarding the purchase or sale of an investment, they shall give their clients and employer adequate opportunity to act on the recommendation before acting on their own behalf.
NEW QUESTION: 2
Whichof the following are valid modes of packet switching on most routers? (Choose all that apply.)
A. Optimized switching
B. Cisco Express Fonvarding
C. Fast switching
D. Process switching
E. FIB switching
F. Cache switching
Answer: B,C,D
NEW QUESTION: 3
You can customize to restrict users ability to log in to saleforce.
A. Security Settings
B. Role
C. Record Type
D. Profile
E. Page Layout
Answer: D